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Сама схема более детально (правда на англ.):
16. AmeriServe Financial Inc. is a publicly traded, Johnstown, Pennsylvania based bank. The company’s shares are traded on the NASDAQ Global Market under the symbol ASRV. From December 1 – December 20,2009, ASRV traded an average of approximately 11,300 shares per day. On December 21,2009, trading in ASRV increased more than twenty times, with 277,567 shares trading that day. At least 200,000 shares were bought or sold between BroCo’s trades and the unauthorized trades placed through compromised Scottrade accounts. On that day, ASRV opened at $1.60 per share and increased to an intraday high of$1.80 per share.
17. On December 21,2009, at 1:37 p.m. EST, BroCo bought 6,500 shares of ASRV at a price of $1.51 per share.
18. Approximately one minute later, at 1:38 p.m., and continuing over the ensuing ten minutes, three accounts at Scottrade, Inc. (“Scottrade”) were illegally accessed and, without the authorization or knowledge of the account holders, used to purchase 102,200 shares ofASRV at prices ranging from $1.545 to $1.828 per share.
19. From 1:39 p.m. until 1:49 p.m. – coinciding almost exactly with the intrusion time period (1 :38 p.m. – 1:49 p.m.) – BroCo sold 80,000 shares ofASRV at prices ranging from $1.70 to $1.80 per share.
20. The 73,500 shares BroCo sold in excess of what it had previously purchased resulted in a short position.
21. Between 1:50 p.m. and 1:52 p.m., unauthorized trades were placed through the compromised Scottrade accounts, resulting in the sale of73,500 shares at prices ranging from $1.466 to $1.74 per share.
22. From 1:50 p.m. to 1:52 p.m. – coinciding exactly with the intrusion time period – BroCo covered its short position, purchasing 73,500 shares ata price of $1.55 per share.
23. By trading shares ofASRV within minutes of unauthorized trading through the compromised accounts, Maltsev and BroCo grossed $141,500 in approximately fifteen minutes, realizing a net profit of$17,760. The unauthorized purchase and sale orders in the intruded accounts during the ASRV intrusion resulted in losses of $20,355.63 to the holders ofthe intruded accounts. In addition, Maltsev’s manipulative trading caused damage to market participants who purchased shares of ASRV during the intrusion period.
16. AmeriServe Financial Inc. is a publicly traded, Johnstown, Pennsylvania based bank. The company’s shares are traded on the NASDAQ Global Market under the symbol ASRV. From December 1 – December 20,2009, ASRV traded an average of approximately 11,300 shares per day. On December 21,2009, trading in ASRV increased more than twenty times, with 277,567 shares trading that day. At least 200,000 shares were bought or sold between BroCo’s trades and the unauthorized trades placed through compromised Scottrade accounts. On that day, ASRV opened at $1.60 per share and increased to an intraday high of$1.80 per share.
17. On December 21,2009, at 1:37 p.m. EST, BroCo bought 6,500 shares of ASRV at a price of $1.51 per share.
18. Approximately one minute later, at 1:38 p.m., and continuing over the ensuing ten minutes, three accounts at Scottrade, Inc. (“Scottrade”) were illegally accessed and, without the authorization or knowledge of the account holders, used to purchase 102,200 shares ofASRV at prices ranging from $1.545 to $1.828 per share.
19. From 1:39 p.m. until 1:49 p.m. – coinciding almost exactly with the intrusion time period (1 :38 p.m. – 1:49 p.m.) – BroCo sold 80,000 shares ofASRV at prices ranging from $1.70 to $1.80 per share.
20. The 73,500 shares BroCo sold in excess of what it had previously purchased resulted in a short position.
21. Between 1:50 p.m. and 1:52 p.m., unauthorized trades were placed through the compromised Scottrade accounts, resulting in the sale of73,500 shares at prices ranging from $1.466 to $1.74 per share.
22. From 1:50 p.m. to 1:52 p.m. – coinciding exactly with the intrusion time period – BroCo covered its short position, purchasing 73,500 shares ata price of $1.55 per share.
23. By trading shares ofASRV within minutes of unauthorized trading through the compromised accounts, Maltsev and BroCo grossed $141,500 in approximately fifteen minutes, realizing a net profit of$17,760. The unauthorized purchase and sale orders in the intruded accounts during the ASRV intrusion resulted in losses of $20,355.63 to the holders ofthe intruded accounts. In addition, Maltsev’s manipulative trading caused damage to market participants who purchased shares of ASRV during the intrusion period.
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